OASIS Charter Submission Discuss

Proposed Charter for OASIS Cross-Enterprise Security and Privacy Authorization (XSPA) TC

  • 1.  Proposed Charter for OASIS Cross-Enterprise Security and Privacy Authorization (XSPA) TC

    Posted 06-09-2008 23:10
    To OASIS Members:
    
      A draft TC charter has been submitted to establish the OASIS Cross-Enterprise
    Security and Privacy Authorization (XSPA) Technical Committee. In accordance
    with the OASIS TC Process Policy section 2.2:
    (http://www.oasis-open.org/committees/process-2008-02-05.php#formation) the
    proposed charter is hereby submitted for comment. The comment period shall
    remain open until 11:45pm ET on 23 June 2008. 
    
      OASIS maintains a mailing list for the purpose of submitting comments on
    proposed charters. Any OASIS member may post to this list by sending email to:
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      A telephone conference will be held among the Convener, the OASIS TC
    Administrator, and those proposers who wish to attend within four days of the
    close of the comment period. The announcement and call-in information will be
    noted on the OASIS Charter Discuss Group Calendar.
    
      We encourage member comment and ask that you note the name of the proposed TC
    (XSPA) in the subject line of your email message. 
    
    Regards,
    
    Mary
     
    ---------------------------------------------------
    Mary P McRae
    Manager of TC Administration, OASIS
    email: mary.mcrae@oasis-open.org  
    web: www.oasis-open.org
    phone: 603.232.9090
     
    
    ===========
    PROPOSED CHARTER FOR REVIEW AND COMMENT
    OASIS CROSS-ENTERPRISE SECURITY AND PRIVACY AUTHORIZATION (XSPA) TECHNICAL
    COMMITTEE 
    
    1a. Name 
    OASIS Cross-Enterprise Security and Privacy Authorization (XSPA) TC 
    
    1b. Statement of Purpose 
    Enterprises, including the healthcare enterprise, need a mechanism to exchange
    privacy policies, consent directives and authorizations in an interoperable
    manner.  At this time, there is no standard that provides a cross-enterprise
    security and privacy profile.  The OASIS Cross-Enterprise Security and Privacy
    Authorization (XSPA) TC will address this gap.  
    
    The need for an XSPA profile has been identified by the security and privacy
    working group of the Healthcare Information Technology Standards Panel (HITSP).
    HITSP is an ANSI-sponsored body charged with identifying standard building
    blocks that can be leveraged to implement common healthcare use cases.  The XSPA
    profile will require the participation of subject matter experts in several
    areas, including WS-Federation, SAML, WS-Trust, and possibly others noted below.
    OASIS has the unique combination of member expertise necessary to complete this
    work.
    
    The purpose of the XSPA profile is to address common needs: allow parties to
    adopt a set of methods that, taken together, will enable them immediately
    interoperate with other diverse participants in the same data exchanges;  use
    readily available open standards, so that participation is broadly possible
    without significant licensing limitations, hardware or software choice
    constraints or single-source vendor risks;  and provide a fully specified stack
    or set of specifications or options, all known to be interoperable.  The
    foregoing needs are especially acute when the use of a particular set of methods
    is mandated, either by law or as a practical matter by its adoption by central
    actors in a mandatory system.
    
    Governmental health regulators are increasingly requiring certain parties
    exchange health and health payment information (such as personal health records,
    and itemize statements of health care charges and benefit payments) in
    electronic form, and use sets of data standards identified as broadly suitable
    and secure.  Similar government-sponsored or government-encouraged
    standardization projects are underway in many other countries.  The XSPA profile
    will provide another "building block" in the creation of large scale
    interoperability of health information.  These profiles will also aid in
    achieving interoperability for secure data exchange among various health care
    entities including providers, hospitals, pharmacies and insurance companies. It
    is envisioned that the work produced by this committee will also help the
    National Health Information Network (NHIN) in the US for secure data exchange.
    
    It specifying the XSPA profile, where stable open standards exist, they should
    be noted and adopted.  Where functions are not available, or some connective
    choices or additional material is required, it will be created.  Doing so is the
    purpose for this committee's creation.
     
    The profile specified by this TC will have broad applicability to health
    communities beyond the regulated portion of U.S. healthcare data transactions
    that the HITSP panel is directed to address.  Use cases from other instances of
    cognate data exchanges, particularly in healthcare privacy contexts, may be
    solicited and used to improve the TC's work.  However, the first priority of
    this committee will be to deliver and demonstrate sets of standards-based
    methods that fulfill the identified security & privacy functions needed by
    HITSP's specifications of functions and mandates. 
    
    The XSPA TC may also cover a more general enterprise server profile which will
    provide the building blocks for business models and industry applications. Some
    of the models investigated will include enterprise security and more generally
    SOA security. Application of how these security and privacy models apply to
    different industry sectors, including domains such as finance where privacy
    rights must be supported, will also be investigated if time permits.
    
    1c. Scope 
    The purpose of the TC is to specify sets of stable open standards and profiles,
    and create other standards or profiles as needed, to fulfill the security and
    privacy functions identified by the functions and data practices identified by
    HITSP, or specified in its use cases, as all are mandated or specified from time
    to time.  These functions will at a minimum support the HITSP Access Control
    Transaction Package specification TP20, including those access control
    capabilities required to support the HITSP Manage Consent Directive Package
    specification TP30.  This includes the support of reliable and auditable methods
    to identify, select and confirm the personal identity, official authorization
    status, and role data for the subjects, senders, receivers and intermediaries of
    electronic data; data needed to convey and/or enforce permitted operations on
    resources and associated conditions and obligations;  and reasonable measures to
    secure and maintain the privacy and integrity of that data from end to end.  
    
    1. The TC may identify existing, stable open standards, and sets of standards,
    and alternative standards, extensions and profiles, for fulfilling each of the
    HITSP-identified functions and use cases.  Where HITSP subject-matter-specific
    profiles have already identified such standards as recommended, those approved
    standards will be included in the TC's identified sets of standards.  Where the
    TC identifies elements or alternatives not already so identified as recommended,
    the TC should, if it believes the additional alternatives are necessary or
    advisable, recommend their inclusion to the appropriate HITSP expert panel.
    
    2.  The TC may create and approve specifications, and extensions or profiles of
    specifications, as needed to fulfill HITSP-identified functions and use cases
    not satisfied by existing stable open standards.   Contributions made to the
    committee for work issued by the committee itself will be subject to the OASIS
    IPR Policy.  Any such work must include appropriate conformance clause or test
    information.  Such work will be recommended for inclusion, as appropriate, in
    the standing recommendations of the appropriate HITSP expert panel.
    
    3.  The TC may elect, in the above specifications, extensions or profile, to
    indicate methods for the fulfillment of other publicly-available health-related
    use cases (or mandates), or functions described in those use cases (or
    mandates), including from other regions and other regulatory regimes;  and may
    elect to create and approve additional specifications, and extensions or
    profiles of specifications, as needed, to fulfill those use cases or component
    functions. 
    
    4.  The TC may elect to elaborate or extend any of the above use cases or
    functions, publish the same and create additional standards, profiles or
    extensions to support those augmented use cases or functional descriptions.  In
    any such augmented work the TC must specify whether it is intended to fulfill an
    HITSP (or other) mandate.  Any such work must include appropriate conformance
    clause or test information.  Such work completed may be recommended for
    inclusion, as appropriate, in the recommendations or reports of any relevant
    health regulatory or advisory body.
    
    5.  The TC may elect to create supplemental information regarding the above
    matters such as demonstrations, implementation guides, best practices, FAQs, or
    other explanatory, implementation or promotional material as it may deem useful.
    
    
    6.  In all of its work, the TC should, to the extent feasible, prefer widely
    implementable, widely interoperable, modular standards, extensions, profiles and
    methods that permit use by a variety of participants with diverse hardware,
    software, data architecture and messaging practices.  The TC intends to ask
    OASIS to contribute all or part of its final work, as relevant, HITSP or related
    panels for incorporation into its recommendations and mandates.
    
    1d. List of Deliverables 
    1.  A list of the specific HITSP use cases and functions that the TC plans to
    fulfill, by October 2008.
    
    2.  A set of specifications, sets, profiles and extensions, as described in
    paragraphs #1 and #2 under 'Scope', to fulfill each of the HITSP use cases and
    functions identified for fulfillment in deliverable paragraph #1, with the first
    such specification or profile to be approved as a Committee Specification by
    [December 2008], and the remainder if any to be approved by Committee
    Specifications by [June 2009].   The TC may elect to create one or more of such
    deliverables in whatever combinations it deems appropriate.
    
    3.  An interoperability demonstration of the XSPA profile, consistent with
    paragraph #5 under 'Scope,' demonstrating the end-to-end enforcement of
    healthcare security policy at the HIMSS (Healthcare Information and Management
    Systems Society) meeting (April 2009).  
    
    4.  Optionally, such other deliverables (e.g., those listed in paragraphs 1-6
    under 'Scope') as the TC may elect, until the later of December 2009 or such
    later date as the TC may elect to conclude.  
    
    1e. IPR Mode:  
    Royalty Free on Limited Terms under the OASIS IPR Policy
    
    1f. Anticipated Audiences: 
    Health-related data transaction participants, especially in exchanges subject to
    security or privacy regulation;  regulators of healthcare, health payment and
    personal privacy;  vendors and integrators supplying products or services to the
    foregoing;  and, secondarily, participants in regulated or closely monitored
    data exchanges with privacy and security requirements in other topical fields. 
    
    1g. Language: 
    English 
    
    (2) Non-normative information regarding the startup of the TC, which includes:
    (2)(a) Identification of similar or applicable work that is being done in other
    OASIS TCs or by other organizations, why there is a need for another effort in
    this area and how this proposed TC will be different, and what level of liaison
    will be pursued with these other organizations.
    
    The proposed Cross-Enterprise Security and Privacy Authorization (XSPA) TC will
    be incorporating several standards in a profile allowing the exchange of privacy
    policies, consent directives and authorizations in an interoperable manner.  The
    need for an XSPA profile has been identified by the security and privacy working
    group of the ANSI-sponsored Healthcare Information Technology Standards Panel
    (HITSP).  No other organization is addressing this identified gap in standards.
    The profile will use standards from several OASIS TCs: SAML (SSTC), WS-Trust
    (WS-SX) and XACML.  Liaison will be established by concurrent work items in the
    cited TCs' area of expertise.
    
    (2)(b) The date, time, and location of the first meeting, whether it will be
    held in person or by telephone, and who will sponsor this first meeting. The
    first meeting of a TC shall occur no less than 30 days after the announcement of
    its formation in the case of a meeting held exclusively by telephone or other
    electronic means, and no less than 45 days after the announcement of its
    formation in the case of a meeting held face-to-face (whether or not a telephone
    bridge is also available).
    
    The proposed XSPA TC will hold the first official meeting on August 8, 2008 by
    telephone and will use a free conference call service. 
    
    (2)(c) The projected on-going meeting schedule for the year following the
    formation of the TC, or until the projected date of the final deliverable,
    whichever comes first, and who will be expected to sponsor these meetings.
    The TC will meet biweekly or as otherwise agreed upon by the members of the
    technical committee.
    
    (2)(d) The names, electronic mail addresses, and membership affiliations of at
    least Minimum Membership who support this proposal and are committed to the
    Charter and projected meeting schedule.
    Mark Little, mark.little@jboss.com (Redhat)
    Anil Saldhana, Anil.Saldhana@redhat.com (Redhat)
    Sampo Kellomki, sampo@symlabs.com (Symlabs)
    Anil Tappetla, atappetl@cisco.com (Cisco)
    David Staggs, david.staggs@va.gov (Veterans Health Administration)
    
    (2)(e) The name of the Convener who must be an Eligible Person.
    David Staggs. 
    
    (2)(f) The name of the Member Section with which the TC intends to affiliate, if
    any.
    None.
    
    (2)(g) Optionally, a list of contributions of existing technical work that the
    proposers anticipate will be made to this TC.
    None.
    
    (2)(h) Optionally, a draft Frequently Asked Questions (FAQ) document regarding
    the planned scope of the TC, for posting on the TC's website.
    To be provided at a later date.
    
    (2)(i) Optionally, a proposed working title and acronym for the specification(s)
    to be developed by the TC.
    To be provided at a later date.